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text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸€æ?</span> ä¸ø™§„范证券公司承销首次公开发行股票行äؓ,保护投资者的合法权益,æ ÒŽ®ã€Šè¯åˆ¸å‘行与扉K”€½Ž¡ç†åŠžæ³•ã€‹åˆ¶å®šæœ¬è§„范ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒæ?</span> 在首‹Æ¡å…¬å¼€å‘行股票æ—?扉K”€å•†èµ\演推介、询仗÷€å®šä»—÷€é…å”®ã€æ’°å†™åƈ发布投资价值研½I¶æŠ¥å‘Šã€ä¿¡æ¯æŠ«éœ²ç­‰ä¸šåŠ¡‹zÕdŠ¨å’Œç½‘下投资者报仯‚¡Œä¸ºé€‚用本规范ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  扉K”€å•†æ‰¿é”€åœ¨å¢ƒå†…首‹Æ¡å…¬å¼€å‘行的存托凭证参照适用本规范中首次公开发行股票的相兌™§„定。中国证券监督管理委员会(以下½Ž€¿U?ldquo;证监ä¼?rdquo;)另有规定çš?从其规定ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰æ?</span> æ ÒŽ®ã€Šè¯åˆ¸å‘行与扉K”€½Ž¡ç†åŠžæ³•ã€‹åŠæœ¬è§„范的相关规定,中国证券业协ä¼?以下½Ž€¿U?ldquo;协会”)寚w¦–‹Æ¡å…¬å¼€å‘行股票、存托凭证的扉K”€å•†å’Œ¾|‘下投资者实施自律管理ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å››æ?</span> 扉K”€å•†åº”当徏立健全承销业务制度和决½{–机åˆ?制定严格的风险管理制度和内部控制制度,加强定ä­h和配售过½E‹ç®¡ç?落实扉K”€è´£ä“Qã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  扉K”€å•†åº”当对扉K”€ä¸šåŠ¡å†³ç­–人、执行äh½{‰ä¿¡æ¯çŸ¥æƒ…ähè¡?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ä¸ø™¿›è¡Œä¸¥æ ¼ç®¡ç?不得泄露相关信息ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äº”æ?</span> 扉K”€å•†åº”当在合规½Ž¡ç†ä¸­æ˜Ž¼‹®å¯¹è¯¢ä­h、定仗÷€é…å”®ç­‰æ‰‰K”€ä¸šåŠ¡‹zÕdŠ¨çš„要求ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  扉K”€å•†åº”当聘请律师事务所对发行及扉K”€å…¨ç¨‹˜q›è¡Œå?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  时见è¯?òq¶å¯¹¾|‘下投资者资质、èµ\演推介、询仗÷€å®šä»—÷€é…å”®ã€èµ„金划拨、信息披露等的合规有效性发表明¼‹®æ„è§ã€?/p> <p align="center" style="text-align: center; word-break: break-all; overflow-x: hidden;"> <strong> ½W¬äºŒç«?路演推介</strong></p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å…­æ?</span> 首次公开发行股票甌™¯·æ–‡äšg受理后至发行人发行申è¯ïL»è¯ç›‘会核准、依法刊ç™ÀL‹›è‚¡æ„å‘书å‰?扉K”€å•†ä¸å¾—自行或与发行äh共同采取ä»ÖM½•å…¬å¼€æ–¹å¼æˆ–变相公开方式˜q›è¡Œä¸Žè‚¡¼œ¨å‘行相关的推介‹zÕdŠ¨,也不得通过其他利益兌™”æ–ÒŽˆ–委托他äh½{‰æ–¹å¼è¿›è¡Œç›¸å…Ïx´»åŠ¨ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  在èµ\演推介时,扉K”€å•†å¯ä»¥å’Œå‘行人向投资者介¾lå…¬å¸ã€è¡Œä¸šåŠå‘è¡Œæ–ÒŽ¡ˆ½{‰ä¸Žæœ¬æ¬¡å‘行相关的内宏V€?/p> <p style="word-break: break-all; overflow-x: hidden;">  扉K”€å•†çš„证券分析师可以向¾|‘下投资者推介其撰写的投资ä­h值研½I¶æŠ¥å‘Šã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸ƒæ?</span> 扉K”€å•†å¯ä»¥å’Œå‘行人采用现场、电话、互联网½{‰åˆæ³•åˆè§„的方式˜q›è¡Œè·¯æ¼”推介。采用公开方式˜q›è¡Œè·¯æ¼”推介çš?应当事先披露举行旉™—´å’Œå‚加方式ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  路演推介期间,扉K”€å•†å’Œå‘è¡ŒäºÞZ¸ŽæŠ•èµ„者ä“Q何åŞ式的è§?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  面、交谈、沟é€?均视ä¸ø™µ\演推介ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å…«æ?</span> 扉K”€å•†åº”当和发行äºø™‡³ž®‘采用互联网方式向公众投资者进行公开路演推介。在通过互联¾|‘等方式˜q›è¡Œå…¬å¼€è·¯æ¼”推介æ—?不得屏蔽公众投资者提出的与本‹Æ¡å‘行相关的问题ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¹æ?</span> 采用现场方式路演æ—?除承销商、发行äh与投资者之å¤?其他与èµ\演推介工作无关的机构与个äº?不得˜q›å…¥è·¯æ¼”现场,不得参与扉K”€å•†å’Œå‘è¡ŒäºÞZ¸ŽæŠ•èµ„者的沟通交‹¹æ´»åŠ¨ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬åæ?</span> 扉K”€å•†å’Œå‘行人推介内容不得超出招股意向书及其他已公开信息的范å›?不得å¯ÒŽŠ•èµ„者报仗÷€å‘è¡Œä­h格提出徏议或对二¾U§å¸‚åœÞZº¤æ˜“ä­h格做出预‹¹‹ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  扉K”€å•†çš„证券分析师的路演推介应当与发行äh的èµ\演推介分别进è¡?推介内容不得­‘…出投资价值研½I¶æŠ¥å‘ŠåŠå…¶ä»–已公开信息的范å›?不得å¯ÒŽŠ•èµ„者报仗÷€å‘è¡Œä­h格提出徏议或对二¾U§å¸‚åœÞZº¤æ˜“ä­h格做出预‹¹‹ã€‚承销商应当采取有效措施保障证券分析师路演推介‹zÕdŠ¨çš„独立性ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬åä¸€æ?</span>扉K”€å•†å’Œå‘行人应当以¼‹®åˆ‡çš„事实äؓ依据,不得夸大宣传或以虚假òq¿å‘Š½{‰ä¸æ­£å½“手段诱导、误导投资è€?不得以ä“Q何方式发布报ä»ähˆ–定ä­h信息;不得é˜ÀL­¢½W¦åˆæ¡äšg的投资者报ä»ähˆ–劝诱投资者报高ä­h;不得口头、书面向投资者或路演参与斚w€éœ²æœªå…¬å¼€æŠ«éœ²çš„胦务数据、经营状å†üc€é‡è¦åˆåŒç­‰é‡å¤§¾lè¥ä¿¡æ¯ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  扉K”€å•†å’Œå‘行人相兛_·¥ä½œäh员出çŽîC¸Š˜q°æƒ…形的,视äؓç›?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  应机构行为ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬åäºŒæ¡ </span>扉K”€å•†ä¸å¾—自行或与发行äh及与本次发行有关的当事äh共同以ä“Q何方式向投资者发放或变相发放½C¼å“ã€ç¤¼é‡‘、礼券等,也不得通过其他利益安排诱导投资者ã€?/p> <p align="center" style="text-align: center; word-break: break-all; overflow-x: hidden;"> <strong> ½W¬ä¸‰ç«?定ä­h与配å”?/strong></p> <p align="center" style="text-align: center; word-break: break-all; overflow-x: hidden;">  <strong>½W¬ä¸€èŠ?发行定ä­h</strong></p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬åä¸‰æ¡ 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overflow-x: hidden;">  <span lang="EN-US">½W¬åäº”条 </span>¾|‘下投资者报价应当包含每股ä­h格和该ä­h格对应的拟申购股æ•?每个投资者只能有一个报仗÷€‚非个äh投资者应当以机构为单位进行报ä»?报ä­h对应的拟甌™´­è‚¡æ•°åº”当为拟参与甌™´­çš„投资äñ”品拟甌™´­æ•°é‡æ€Õd’Œã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ¾|‘下投资者报价后,ä¸ÀL‰¿é”€å•†å’Œå‘行人应当剔除拟甌™´­</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  总量中报ä»ähœ€é«˜çš„部分,剔除部分不得低于所有网下投资者拟甌™´­æ€»é‡çš?span lang="EN-US">10%</span>,然后æ ÒŽ®å‰©ä½™æŠ¥ä­h及拟甌™´­æ•°é‡åå•†¼‹®å®šå‘è¡Œä»äh ¼;当最高申报ä­hæ ég¸Ž¼‹®å®šçš„发行ä­h格相同时,对该ä»äh ¼çš„申报可不再剔除,剔除比例可低äº?span lang="EN-US">10%</span>。剔除部分不得参与网下申购ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  首次公开发行股票ä»äh ¼(或发行ä­h格区é—?¼‹®å®šå?提供有效报ä­h的投资者方可参与申购ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  前款所¿U°æœ‰æ•ˆæŠ¥ä»?是指¾|‘下投资者所ç”ÏxŠ¥ä»äh ¼ä¸ä½Žäº?/p> <p style="word-break: break-all; overflow-x: hidden;">  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justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬åå…«æ¡ </span>ä¸ÀL‰¿é”€å•†åº”当选定专门的场所用于½¿è®°å»ºæ¡£ã€‚簿记场所应当与其他业务区域保持相对独ç«?且具备完善可靠的通讯¾pȝ»Ÿå’Œè®°å½•ç³»¾l?½W¦åˆå®‰å…¨ä¿å¯†è¦æ±‚ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬åä¹æ¡ </span>ä¸ÀL‰¿é”€å•†åº”当对½¿è®°çŽ°åœºäººå‘˜˜q›è¡Œä¸¥æ ¼½Ž¡ç†,¾l´æŒ½¿è®°çŽ°åœº¿U©åº<span lang="EN-US">:</span></p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (一)½¿è®°å»ºæ¡£å¼€å§‹å‰,ä¸ÀL‰¿é”€å•†åº”当明¼‹®ç°¿è®°çŽ°åœÞZh</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  å‘?相关人员˜q›å…¥½¿è®°çŽ°åœºåº”当½{‘Ö­—¼‹®è®¤;</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (äº?½¿è®°å»ºæ¡£æœŸé—´,除主扉K”€å•†è´Ÿè´£æœ¬‹Æ¡å‘行簿记徏</p> <p 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lang="EN-US">½W¬äºŒåä¸€æ?</span>ä¸ÀL‰¿é”€å•†åº”当和发行人及拟公开发售股䆾的发行äh股东合理¼‹®å®šæœ¬æ¬¡å‘行扉K”€è´¹ç”¨åŠåˆ†æ‘ŠåŽŸåˆ?不得损害投资者的利益ã€?/p> <p align="center" style="text-align: center; word-break: break-all; overflow-x: hidden;"><strong>  ½W¬äºŒèŠ?é…?å”?/strong></p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒåäºŒæ?</span>机构投资者应当以其管理的投资产品为单位参与申购、缴‹Æ‘Ö’Œé…å”®ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒåä¸‰æ?</span>ä¸ÀL‰¿é”€å•†åº”当和发行äºÞZº‹å…ˆç¡®å®šé…å”®åŽŸåˆ?于招股意向书刊登的同时在相关发行公告中披éœ?òq¶æŒ‰å·²ç¡®å®šä¸”公告的原则和方式¼‹®å®š¾|‘下配售¾l“æžœã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ¼‹®å®š¾|‘下配售原则æ—?¾l¼åˆè€ƒè™‘的因素可以包括但不限äº?投资者报仗÷€æŠ¥ä»äh—¶é—´ã€ç”³è´­ä­hæ ¹{€ç”³è´­æ•°é‡ã€æŠ•èµ„者类型、独立研½I¶åŠè¯„估能力、长期持股意æ„ѝ€é£Žé™©æ‰¿å—能力、历史申购情å†üc€ä¸Žå‘行人和ä¸ÀL‰¿é”€å•†é•¿æœŸæˆ˜ç•¥åˆä½œæƒ…况和协会对网下投资者的评ä­h¾l“æžœã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒåå››æ?</span>ä¸ÀL‰¿é”€å•†åº”当和发行人安排不低于本次¾|‘下发行股票数量çš?span lang="EN-US">40%</span>优先向通过公开募集方式讄¡«‹çš„证券投资基金、基本养老保险基金和全国½C¾ä¼šä¿éšœåŸºé‡‘(以下½Ž€¿U?ldquo;公募养老社保类”)配售ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ä¸ÀL‰¿é”€å•†åº”当和发行人安排一定比例的股票向根据《企业年金基金管理办法》设立的企业òq´é‡‘基金和符合《保险资金运用管理暂行办法》等相关规定的保险资é‡?以下½Ž€¿U?ldquo;òq´é‡‘保险¾c?rdquo;)配售ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  公募养老社保类、年金保险类有效甌™´­ä¸èƒö安排数量çš?ä¸ÀL‰¿é”€å•†å’Œå‘行人可以向其他½W¦åˆæ¡äšg的网下投资者配售ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒåäº”æ?</span>同类配售对象获得配售的比例应当相同。公募养老社保类、年金保险类投资者的配售比例应当不低于其他投资者的配售比例。主扉K”€å•†å’Œå‘行人对承诺<span lang="EN-US">12</span>个月及以上限售期投资者单独设定配售比例的,公募养老社保类、年金保险类投资者的配售比例应当不低于其他承诺相同限售期的投资者ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒåå…­æ?</span>ä¸ÀL‰¿é”€å•†å¯¹¾|‘下投资者进行分¾c»é…å”®çš„,应当½W¦åˆé¢„先披露的配售原åˆ?分类依据充分,相关工作底稿完备ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒåä¸ƒæ?</span>向网下投资者配售股¼œ¨æ—¶,ä¸ÀL‰¿é”€å•†åº”当和发行äºÞZ¿è¯å‘è¡Œäh股权¾l“æž„½W¦åˆäº¤æ˜“所规定的上市条ä»?òq¶ç£ä¿ƒå’Œæé†’投资者确保其持股情况满èƒö相关法律法规及主½Ž¡éƒ¨é—¨çš„规定ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒåå…«æ?</span>ä¸ÀL‰¿é”€å•†å’Œå‘行人应当对获得配售的网下投资者进行核æŸ?¼‹®ä¿ä¸å‘下列对象配售股票:</p> <p style="word-break: break-all; overflow-x: hidden;">  (一)发行人及其股东、实际控制äh、董事、监事、高¾U§ç®¡ç†äh员和其他员工;发行人及其股东、实际控制äh、董事、监事、高¾U§ç®¡ç†äh员能够直接或间接实施控制、共同控制或施加重大影响的公å?以及该公司控股股东、控股子公司和控股公司控制的其他子公å?</p> <p style="word-break: break-all; overflow-x: hidden;">  (äº?ä¸ÀL‰¿é”€å•†åŠå…¶æŒè‚¡æ¯”ä¾?span lang="EN-US">5%</span>以上的股ä¸?ä¸ÀL‰¿é”€å•†çš„董事、监事、高¾U§ç®¡ç†äh员和其他员工;ä¸ÀL‰¿é”€å•†åŠå…¶æŒè‚¡æ¯”ä¾?span lang="EN-US">5%</span>以上的股东、董事、监事、高¾U§ç®¡ç†äh员能够直接或间接实施控制、共同控制或施加重大影响的公å?以及该公司控股股东、控股子公司和控股股东控制的其他子公å?</p> <p style="word-break: break-all; overflow-x: hidden;">  (ä¸?扉K”€å•†åŠå…¶æŽ§è‚¡è‚¡ä¸œã€è‘£äº‹ã€ç›‘事、高¾U§ç®¡ç†äh员和其他员工;</p> <p style="word-break: break-all; overflow-x: hidden;">  (å›?本条½W?一)ã€?äº?ã€?ä¸?™åҎ‰€˜qîCh士的关系密切的家庭成å‘?包括配偶、子奛_Šå…‰™…å¶ã€çˆ¶æ¯åŠé…å¶çš„父母、兄弟姐妹及光™…å¶ã€é…å¶çš„兄弟姐妹、子女配偶的父母;</p> <p style="word-break: break-all; overflow-x: hidden;">  (äº?˜q‡åŽ»<span lang="EN-US">6</span>个月内与ä¸ÀL‰¿é”€å•†å­˜åœ¨ä¿èã€æ‰¿é”€ä¸šåŠ¡å…³ç³»çš„公司及其持è‚?span lang="EN-US">5%</span>以上的股东、实际控制äh、董事、监事、高¾U§ç®¡ç†ähå‘?或已与主扉K”€å•†ç­¾¾|²ä¿èã€æ‰¿é”€ä¸šåŠ¡åˆåŒæˆ–达成相å…Ïx„å‘的公司及其持股<span lang="EN-US">5%</span>以上的股东、实际控制äh、董事、监事、高¾U§ç®¡ç†äh员ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  (å…?通过配售可能å¯ÆD‡´ä¸å½“è¡Œäؓ或不正当利益的其他自然äh、法人和¾l„织ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  本条½W?äº?ã€?ä¸?™å¹è§„定的¼›æ­¢é…å”®å¯¹è±¡½Ž¡ç†çš„通过公开募集方式讄¡«‹çš„证券投资基金除å¤?但应当符合证监会的有兌™§„定ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬äºŒåä¹æ?</span>ä¸ÀL‰¿é”€å•†åº”当要求参与本‹Æ¡é…å”®çš„战略投资者就以下事项出具承诺å‡?</p> <p style="word-break: break-all; overflow-x: hidden;">  (一)其äؓ本次配售股票的实际持有äh,不存在受其他投资者委托或委托其他投资者参与本‹Æ¡æˆ˜ç•¥é…å”®çš„情åŞ;</p> <p style="word-break: break-all; overflow-x: hidden;">  (äº?其资金来源äؓ自有资金(½W¦åˆæˆ˜ç•¥é…å”®æ¡äšg的公募基金除å¤?,且符合该资金的投资方å?</p> <p style="word-break: break-all; overflow-x: hidden;">  (ä¸?不通过ä»ÖM½•å½¢å¼åœ¨é™å”®æœŸå†…è{让所持有本次配售的股¼œ¨ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åæ¡ </span>首次公开发行股票¾|‘上投资者有效申购倍数­‘…过<span lang="EN-US">50</span>倍、低äº?span lang="EN-US">100</span>å€?å?çš?应当从网下向¾|‘上回拨,回拨比例为本‹Æ¡å…¬å¼€å‘行股票数量çš?span lang="EN-US">20%</span>;¾|‘上投资者有效申购倍数­‘…过<span lang="EN-US">100</span>倍的,回拨比例为本‹Æ¡å…¬å¼€å‘行股票数量çš?span lang="EN-US">40%</span>;¾|‘上投资者有效申购倍数­‘…过<span lang="EN-US">150</span>倍的,回拨后无锁定期网下发行比例不­‘…过本次公开发行股票数量çš?span lang="EN-US">10%</span>ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ä¸ÀL‰¿é”€å•†å’Œå‘行人将¾|‘下发行部分向网上回拨时,回拨比例的计½Ž—基数应当äؓ扣除讑֮šé™å”®æœŸéƒ¨åˆ†åŽçš„本‹Æ¡å…¬å¼€å‘行股票数量ã€?/p> <p align="center" style="text-align: center; word-break: break-all; overflow-x: hidden;"> <strong> ½W¬å››ç«?投资价值研½I¶æŠ¥å‘?/strong></p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åä¸€æ?</span>ä¸ÀL‰¿é”€å•†å¯ä»¥å‘¾|‘下投资者提供投资ä­h值研½I¶æŠ¥å‘?但不得以ä»ÖM½•å½¢å¼å…¬å¼€æŠ«éœ²æˆ–变相公开投资价值研½I¶æŠ¥å‘Šæˆ–其内å®?证监会另有规定的除外ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  ä¸ÀL‰¿é”€å•†ä¸å¾—提供承销团以外的机构撰写的投资ä­h值研½I¶æŠ¥å‘Šã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  ä¸ÀL‰¿é”€å•†ä¸å¾—在刊登招股意向书之前提供投资ä­h值研½I¶æŠ¥å‘Šæˆ–泄露报告内容ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åäºŒæ?</span>投资价值研½I¶æŠ¥å‘Šåº”当由ä¸ÀL‰¿é”€å•†åŠæ‰‰K”€å›¢å…¶ä»–成员的证券分析师独立撰写åƈ¾|²åã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  <span lang="EN-US"> </span>因经营范围限åˆ?扉K”€å•†æ— æ³•æ’°å†™æŠ•èµ„ä­h值研½I¶æŠ¥å‘Šçš„,可委托具有证券投资咨询资格的母公司或子公司撰写投资ä­h值研½I¶æŠ¥å‘?双方均应当对投资价值研½I¶æŠ¥å‘Šçš„内容和质量负è´?òq‰™‡‡å–有效措施做好信息保密工ä½?同时应当在报告首™å‰|‰¿è¯ºæœ¬‹Æ¡æŠ¥å‘Šçš„独立性ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åä¸‰æ?</span>扉K”€å•†åº”当从¾l„织讄¡½®ã€äh员职责及工作‹¹ç¨‹½{‰æ–¹é¢ä¿è¯è¯åˆ¸åˆ†æžå¸ˆæ’°å†™æŠ•èµ„价值研½I¶æŠ¥å‘Šçš„独立性。撰写投资ä­h值研½I¶æŠ¥å‘Šç›¸å…³äh员的薪酬不得与相关项目的业务收入挂钩ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åå››æ?</span>投资价值研½I¶æŠ¥å‘Šæ’°å†™åº”当遵守以下原åˆ?</p> <p style="word-break: break-all; overflow-x: hidden;">  (一)独立、审慎、客è§?</p> <p style="word-break: break-all; overflow-x: hidden;">  (äº?资料来源å…ähœ‰æƒå¨æ€?</p> <p style="word-break: break-all; overflow-x: hidden;">  (ä¸?对发行äh所在行业的评估å…ähœ‰ä¸€è‡´æ€§å’Œ˜qžè¯æ€?</p> <p style="word-break: break-all; overflow-x: hidden;">  (å›?无虚假记载、误导性陈˜q°æˆ–重大遗漏ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åäº”æ?</span>投资价值研½I¶æŠ¥å‘Šåº”当对影响发行人投资ä­h值的因素˜q›è¡Œå…¨é¢åˆ†æž,臛_°‘包括下列内容:</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (一)发行人的行业分类、行业政½{?发行äºÞZ¸Žä¸»è¦ç«žäº‰è€…的比较及其在行业中的地ä½?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (äº?发行人经营状况和发展前景分析;</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (ä¸?发行人盈利能力和财务状况分析;</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å›?发行人募集资金投资项目分æž?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (äº?发行äºÞZ¸ŽåŒè¡Œä¸šå¯æ¯”上市公å?如有)的投资ä­h值比è¾?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å…?其他对发行äh投资价值有重要影响的因素ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  投资价值研½I¶æŠ¥å‘Šå†…容不得超出招股意向书及其他已公开信息的范围ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åå…­æ?</span>投资价值研½I¶æŠ¥å‘Šåº”当按照证监会有关上市公司行业分类指引中制定的行业分类标准¼‹®å®šå‘è¡Œäºø™¡Œä¸šå½’å±?òq¶è¯´æ˜Žä¾æ?不得随意选择行业归属ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  投资价值研½I¶æŠ¥å‘Šé€‰æ‹©å¯æ¯”公司应当客观、全é?òq¶è¯´æ˜Žé€‰æ‹©å¯æ¯”公司的依æ?不得随意选择可比公司ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  投资价值研½I¶æŠ¥å‘Šä‹É用的参数和估值方法应当客观、专ä¸?òq¶åˆ†æžè¯´æ˜Žé€‰æ‹©å‚数和估值方法的依据,不得随意调整参数和估值方法ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åä¸ƒæ?</span>投资价值研½I¶æŠ¥å‘Šå¯ä»¥æä¾›å‘è¡Œäh整体市值区间和市盈率等估值区é—?不得å¯ÒŽ¯è‚¡ä¼°å€¼åŒºé—´ã€å‘è¡Œä­hæ ÆD¿›è¡Œå¾è®®æˆ–对二¾U§å¸‚åœÞZº¤æ˜“ä­hæ ég½œå‡ºé¢„‹¹‹ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åå…«æ?</span>证券分析师应当在投资价值研½I¶æŠ¥å‘Šä¸­æ˜¾è‘—位置˜q›è¡Œå……分的风险提½Cºã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  证券分析师应当对所披露的风险因素做定量分析,无法˜q›è¡Œå®šé‡åˆ†æžçš?应当有针å¯ÒŽ€§åœ°ä½œå‡ºå®šæ€§æ˜q°ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  证券分析师应当在投资价值研½I¶æŠ¥å‘Šä¸­é†’目位置提示投资者自ä¸ÖM½œå‡ºæŠ•èµ„决½{–åƈ自行承担投资风险ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬ä¸‰åä¹æ?</span>证券分析师参与撰写投资ä­h值研½I¶æŠ¥å‘Šç›¸å…›_·¥ä½?需事先履行跨墙审批手箋ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  扉K”€å•†å®žæ–½è·¨å¢™ç®¡ç†æ—¶,应当保证跨墙人员的相对稳å®?¾l´æŠ¤è·¨å¢™å·¥ä½œ‹¹ç¨‹çš„严肃æ€?保证信息隔离制度的有效落实。参与跨墙的证券分析师一¾lç¡®è®?不得随意调整ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  跨墙期间,证券分析师应当严格遵守信息保密的要求,ž®†è·¨å¢™å‚与的工作与其它工作有效隔¼›…R€?/p> <p align="center" style="text-align: center; word-break: break-all; overflow-x: hidden;"> <strong> ½W¬äº”ç«?信息披露</strong></p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å››åæ¡ </span>ä¸ÀL‰¿é”€å•†åº”当与发行人共同确保在首次公开发行股票˜q‡ç¨‹ä¸­æŠ«éœ²çš„信息真实、准¼‹®ã€å®Œæ•´ã€åŠæ—?无虚假记载、误导性陈˜q°æˆ–者重大遗漏。首‹Æ¡å…¬å¼€å‘行股票˜q‡ç¨‹ä¸­å‘布的公告应当ç”׃¸»æ‰‰K”€å•†å’Œå‘行人共同落‹Æ¾ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å››åä¸€æ?</span>公开披露的信息应当按照证监会的规å®?刊登在指定的报刊和互联网¾|‘ç«™,òq¶ç½®å¤‡äºŽæŒ‡å®šåœºæ‰€,供公众查阅。公开披露的信息也可以刊登于其他报刊和¾|‘ç«™,但不得早于在上述指定报刊和网站的披露旉™—´ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  ä¸ÀL‰¿é”€å•†å¯¹ä¿¡æ¯æŠ«éœ²çš„内容应当进行严格的质量控制,¼‹®ä¿åœ¨ä¸åŒè²ä½“上披露的信息保持一致æ€?òq¶å¯¹å¯èƒ½å‡ºçŽ°çš„疏漏承担责仅R€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å››åäºŒæ?</span>首次公开发行股票发行与承销˜q‡ç¨‹ä¸?ä¸ÀL‰¿é”€å•†åº”当和发行人公开披露以下信息:</p> <p style="word-break: break-all; overflow-x: hidden;">  (一)招股意向书刊登首日在相关发行公告中披露发行定ä»äh–¹å¼ã€å®šä»ïL¨‹åºã€å‚与网下询ä»ähŠ•èµ„者条件、股¼œ¨é…å”®åŽŸåˆ™ã€é…å”®æ–¹å¼ã€æœ‰æ•ˆæŠ¥ä»ïLš„¼‹®å®šæ–¹å¼ã€ä¸­æ­¢å‘行安排、发行时间安排和路演推介相关安排½{‰ä¿¡æ?实施老股转让çš?˜q˜åº”当披露预计老股转让的数量上é™?老股转让股东名称及各自è{让老股数量,òq¶æ˜Ž¼‹®æ–°è‚¡å‘行与老股转让数量的调整机制ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  (äº?¾|‘上甌™´­å‰æŠ«éœ²æ¯ä½ç½‘下投资者的详细报ä­h情况,包括投资者名¿U°ã€ç”³è´­ä­h格及对应的拟甌™´­æ•°é‡;剔除最高报ä»ähœ‰å…Ïxƒ…å†?剔除最高报价部分后¾|‘下投资者报ä»ïLš„中位数和加权òq›_‡æ•îC»¥åŠå…¬å‹ŸåŸºé‡‘报ä»ïLš„中位数和加权òq›_‡æ•?有效报ä­h和发行ä­hæ ?或发行ä­h格区é—?的确定过½E?发行ä»äh ¼(或发行ä­h格区é—?及对应的市盈çŽ?¾|‘下¾|‘上的发行方式和发行数量;回拨机制;中止发行安排;¾~´æ¬¾è¦æ±‚½{‰ã€‚已公告老股转让æ–ÒŽ¡ˆçš?˜q˜åº”当披露老股转让和新股发行的¼‹®å®šæ•°é‡,老股转让股东名称及各自è{让老股数量,òq¶åº”当提½CºæŠ•èµ„者关æ³?发行人将不会获得老股转让部分所得资金。按照发行ä­hæ ÆD®¡½Ž—的预计募集资金总额低于拟以本次募集资金投资的项目金额的,˜q˜åº”当披露相å…ÏxŠ•èµ„风险ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  (ä¸?如拟定的发行ä»äh ¼(或发行ä­h格区间上é™?对应的市盈率高于同行业上市公åæ€ºŒ¾U§å¸‚场åã^均市盈率,ä¸ÀL‰¿é”€å•†å’Œå‘行人应当在¾|‘上甌™´­å‰ä¸‰å‘¨å†…˜qžç®‹å‘布投资风险特别公告,每周臛_°‘发布一‹Æ¡ã€‚投资风险特别公告中明示该定价可能存在因估å€ÆD¿‡é«˜ç»™æŠ•èµ„者带来损å¤Þqš„风险,提醒投资者关æ³?内容臛_°‘包括:</p> <p style="word-break: break-all; overflow-x: hidden;">  <span lang="EN-US">1.</span>比较分析发行äºÞZ¸ŽåŒè¡Œä¸šä¸Šå¸‚公司的差异及该差异对估值的影响,提请投资者关注发行ä­hæ ég¸Ž¾|‘下投资者报价之间存在的差异;</p> <p style="word-break: break-all; overflow-x: hidden;">  <span lang="EN-US">2.</span>提请投资者关注投资风é™?审慎研判发行定ä­h的合理æ€?理性做出投资决½{–ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  发行人应当依据《上市公司行业分¾cÀLŒ‡å¼•ã€‹ç¡®å®šæ‰€å±žè¡Œä¸?òq‰™€‰å–中证指数有限公司发布的最˜q‘一个月静态åã^均市盈率为参考依据ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å›?在发行结果公告中披露获配机构投资者名¿U°ã€ä¸ªäººæŠ•èµ„者基本信息以及每个获配投资者的报ä­h、申购数量和获配数量½{?òq¶æ˜Ž¼‹®è¯´æ˜Žè‡ªä¸»é…å”®çš„¾l“果是否½W¦åˆäº‹å…ˆå…¬å¸ƒçš„配售原åˆ?对于提供有效报ä­h但未参与甌™´­,或实际申购数量明昑ְ‘于报ä»äh—¶æ‹Ÿç”³è´­é‡çš„投资者应当列表公½Cºåƈ着重说æ˜?¾~´æ¬¾åŽçš„发行¾l“果公告中披露网上、网下投资者获配未¾~´æ¬¾é‡‘额以及ä¸ÀL‰¿é”€å•†çš„包销比例,列表公示获得配售但未­‘³é¢¾~´æ¬¾çš„网下投资è€?实施老股转让çš?应当披露最¾lˆç¡®å®šçš„新发行股¼œ¨åŠè€è‚¡è½¬è®©çš„具体数量、公开发售股䆾的股东名¿U°åŠæ•°é‡½{‰ä¿¡æ?发行后还应当披露保荐费用、承销费用、其他中介费用等发行费用信息,其中,新股部分扉K”€è´¹çŽ‡ä¸èƒ½é«˜äºŽè€è‚¡éƒ¨åˆ†æ‰‰K”€è´¹çŽ‡ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  (äº?向战略投资者配售股¼œ¨çš„,应当于招股意向书刊登首日在相兛_‘行公告中披露配售æ–ÒŽ¡ˆ;在网下配售结果公告中披露战略投资者的名称、认购数量及持有期限½{‰æƒ…å†üc€‚采用超额配售选择权的,应当于招股意向书刊登首日在相兛_‘行公告中披露其实施方æ¡?在网下配售结果公告中披露­‘…额配售选择权部分的发售情况;在上市公告中披露拟实施的后市½E›_®šè®¡åˆ’ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  (å…?æ ÒŽ®è¯åˆ¸äº¤æ˜“所的规å®?及时准确披露¾|‘上配售的相关信æ?包括配售安排、网上中½{„¡Ž‡ã€æ‘‡å·åŠä¸­ç­¾¾l“æžœ½{‰ã€?/p> <p align="left" style="word-break: break-all; overflow-x: hidden;">  发行人尚未盈利的,可以不披露发行市盈率及与同行业市盈率比较的相关信æ?应当披露市销率、市净率等反映发行人所在行业特点的估值指标ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  ¾|‘下投资者的详细报ä­h情况及最¾lˆèŽ·é…ç»“果只™åÕdˆŠç™Õdœ¨ä¸­å›½è¯ç›‘会指定的互联¾|‘网站ã€?/p> <p align="center" style="text-align: center; word-break: break-all; overflow-x: hidden;"> <strong> ½W¬å…­ç«?自律½Ž¡ç†</strong></p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å››åä¸‰æ?</span>协会建立å¯ÒŽ‰¿é”€å•†å’Œ¾|‘下投资者的跟踪分析和评价体¾p?òq¶æ ¹æ®è¯„ä»ïL»“果采取奖惩措施ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å››åå››æ?</span>协会建立首次公开发行股票¾|‘下投资者黑名单(以下½Ž€¿U?ldquo;黑名å?rdquo;)制度ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å››åäº”æ?</span>¾|‘下投资者在参与¾|‘下询ä­h时存在下列情形的,ä¸ÀL‰¿é”€å•†åº”当及时向协会报告:</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (一)使用他äh账户报ä­h;</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (äº?投资者之间协商报ä»?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (ä¸?同一投资者ä‹É用多个è̎æˆähŠ¥ä»?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å›?¾|‘上¾|‘下同时甌™´­;</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (äº?与发行äh或承销商串通报ä»?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å…?委托他äh报ä­h;</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (ä¸?无真实申购意图进行äh情报ä»?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å…?故意压低或抬高ä­hæ ?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (ä¹?提供有效报ä­h但未参与甌™´­;</p> <p style="word-break: break-all; overflow-x: hidden;">  (å?不具备定仯‚ƒ½åŠ?或没有严格åï–行报仯‚¯„估和决策½E‹åºã€æœªèƒ½å®¡æ…ŽæŠ¥ä»?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (十一)机构投资者未建立估值模åž?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (十二)其他不独立、不客观、不诚信的情形ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">½W¬å››åå…­æ?</span>¾|‘下获配投资者存在下列情形的,ä¸ÀL‰¿é”€å•†åº”当及时向协会报告:</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  <span lang="EN-US">(一) </span>不符合配售资æ ?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  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</span>(ä¸?相关证明材料;</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å›?相关¾|‘下投资者或配售对象的解释说明ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  协会在收到相å…Ïxæ–™çš„五个工作日内审核ä¸ÀL‰¿é”€å•†æŠ¥é€ææ–™çš„完备性ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ½W¬å››åå…«æ?ä¸ÀL‰¿é”€å•†åº”当在首发股票上市交易后的十个工作日内,ž®†é¡¹ç›®å‘行承销工作的基本信息、网下投资者报价信息、网下配售结果信息以及网下投资者违规行ä¸ÞZ¿¡æ¯æäº¤åä¼šã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ½W¬å››åä¹æ?ä¸ÀL‰¿é”€å•†åº”当认真åï–行报告义务。证监会和协会相å…Ïx£€æŸ¥ä¸­å‘现ä¸ÀL‰¿é”€å•†å­˜åœ¨çž’报、欺报或应报未报½{‰æƒ…形的,协会ž®†å¯¹å…‰™‡‡å–自律惩戒措施ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ½W¬äº”十条 扉K”€å•†åº”当保留承销˜q‡ç¨‹ä¸­çš„相关资料òq¶å­˜æ¡£å¤‡æŸ?相关资料臛_°‘保存三年ã€?/p> <p style="word-break: break-all; overflow-x: hidden;">  扉K”€˜q‡ç¨‹ä¸­çš„相关资料包括但不限于以下资料:</p> <p style="word-break: break-all; overflow-x: hidden;">  (一)路演推介‹zÕdŠ¨åŠè¯¢ä»¯‚¿‡½E‹ä¸­çš„推介或宣传材料、投资ä­h值研½I¶æŠ¥å‘Šã€èµ\演记录、èµ\演录音等;</p> <p style="word-break: break-all; overflow-x: hidden;">  (äº?定ä­h与配售过½E‹ä¸­çš„投资者报价信息、申购信息、获配信息。获配信息包括但不限于投资者名¿U°ã€èŽ·é…æ•°é‡ã€è¯åˆ¸è̎户号码及íw«ä†¾è¯æ˜Žæ–‡äšg½{?</p> <p style="word-break: break-all; overflow-x: hidden;">  (ä¸?¼‹®å®š¾|‘下投资者条件、发行ä­h格或发行ä»äh ¼åŒºé—´ã€é…å”®ç»“果等的决½{–æ–‡ä»?</p> <p style="word-break: break-all; overflow-x: hidden;">  (å›?信息披露文äšg与申报备案文ä»?</p> <p style="word-break: break-all; overflow-x: hidden;">  (äº?其他和发行与扉K”€˜q‡ç¨‹ç›¸å…³çš„文件或扉K”€å•†è®¤ä¸ºæœ‰å¿…要保留的文件ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  ½W¬äº”十一æ?协会采取现场‹‚€æŸ¥ã€éžçŽ°åœº‹‚€æŸ¥ç­‰æ–¹å¼åŠ å¼ºå¯ÒŽ‰¿é”€å•†è¯¢ä»—÷€å®šä»—÷€é…å”®è¡Œä¸ºå’Œ¾|‘下投资者报仯‚¡Œä¸ºçš„监督‹‚€æŸ¥ã€‚检查内容包æ‹?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (一)路演推介的时间、åŞ式、参与äh员及内容;</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (äº?询ä­h、簿记、定仗÷€é…å”®çš„制度建立与实æ–?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (ä¸?投资价值研½I¶æŠ¥å‘Šçš„撰写、提供及其信息隔¼›Õdˆ¶åº¦çš„建立与实æ–?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å›?信息披露内容的真实性、准¼‹®æ€§ã€å®Œæ•´æ€§å’ŒåŠæ—¶æ€?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (äº?存档备查资料的完备æ€?</p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  (å…?协会认äؓ有必要的其他内容ã€?/p> <p style="text-align: justify; word-break: break-all; text-justify: inter-ideograph; overflow-x: hidden;">  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